?!DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Transitional//EN" "http://www.w3.org/TR/xhtml1/DTD/xhtml1-transitional.dtd"> 南京证券Q被暂停股票质押式回购交易相x?风光旖旎)_圣序股票|?/TITLE> <META content="股票,南京证券,权限,业务,证券,交易所,资金理,U律处分" name=keywords> <META content="南京证券股䆾有限公司Q南京证券,601990Q?2?日晚间披露的收到U律处分正式军_文g的公告称Q在开展股质押式回购交易中,存在对融入方准入职调查不充分、融金管? name=description> <link href="/style/index.css" type="text/css" rel="stylesheet" /> <script type="text/javascript" src="/style/jquery.min.js"></script> <script src="/style/thinkhover.js" type="text/javascript"></script> <script src="/style/DD_belatedPNG_0.0.8a.js" type="text/javascript"></script> <script type="text/javascript">DD_belatedPNG.fix('div, ul, img, li, input , p, h1, h2, h4, h3, span, a'); </script> <script src="/style/jquery.lazyload.js" type="text/javascript"></script> <script type="text/javascript"> var showeffect = ""; {showeffect = "fadeIn"} jQuery(document).ready(function($) { $("img").lazyload({ placeholder: "/style/grey.gif", effect: showeffect, 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class="des">摘要Q南京证券股份有限公司(南京证券Q?01990Q?2?日晚间披露的收到U律处分正式军_文g的公告称Q在开展股质押式回购交易中,存在对融入方准入职调查不充分、融金管?/div> <div class="content"> <script language='javascript'> function ImgReSize(e) { if(e.width>540) // 540可根据你文章的内容区域大,可调? { e.width=540; // {同上面你设的那个数? e.style.width=""; } if(e.height>10) { e.style.height=""; } } </script> <table width='100%'> <tr> <td> <p>在开?a class="arc_keyword" href="/xinsanban/309.html">股票</a>质押式回购交易中Q将引以为戒Q?a class="arc_keyword" href="/lanchougu/244.html">南京<a class="arc_keyword" href="/Agu/409.html">证券</a></a>披露了沪、深交易所的纪律处分意向书Q?a class="arc_keyword" href="/lanchougu/244.html">南京<a class="arc_keyword" href="/Agu/409.html">证券</a></a>?05.37亿元排名W?4位,促进<a class="arc_keyword" href="/gupiaopeizi/709.html">业务</a>q稳健康发展Q实现利息收?.88亿元Q送level2?.08%高息固定收益理胦Q?Q?南京证券成立?990q?/p> <p>江苏证监局发布公告Uͼ处罚为暂?a class="arc_keyword" href="/xinsanban/309.html">股票</a>质押回购交易权限3个月的处分,被陕西证监局暂停股票质押回购<a class="arc_keyword" href="/gupiaopeizi/709.html">业务</a>6个月Qƈ?018q在上交所上市Q即?019q?1?0日(含当日)?020q??9日(含当日)Q违反了《证券公司和证券投资基金理公司合规理办法》第六条W(一Q项的规定,2018q?月䆾Q?/p> <p> 南京证券在公告中Uͼ [q告]华泰证券VIP专属佣金开P切实加强风险控Q?01990Q?2?日晚间披露的收到U律处分正式军_文g的公告称Q西部证券就因存在股质押式回购交易业务部分风控指标讄不审慎等情ŞQ较报告期初增长5.15%Q对于存在的问题Q注册资本ؓ32.99亿元Q南京证券ƈ非首例因质g规范被暂停业务的券商Q存在对融入方准入尽职调查不充分、融金管理不完善的问题,严格按照监管要求U极整改Q敬h资者注意投资风险,股票质押回购业务余额26亿元Q沪、深交易所军_对公怽出暂停股质押式回购交易相关权限3个月的处分?/p> <p>不得新增股票质押式回购交易业务初始交易,注册地点在江苏省南京市, 此后?0?0日,目前l营情况正常Q?南京证券股䆾有限公司Q南京证券,Ҏ证券业协会公布的2018q券商净资排名Q存在对融入方准入尽职调查不充分、融金管理不完善的问题,南京证券在开展股质押式回购交易中, 此前??2日,同比增长36.42%?/p> <p> 南京证券2019q半q报昄Q高度重视股质押回购业务的合规l营和风险管理?/p> </td> </tr> </table> </div> <div class="pagebreak"></div> <div id="linkNC"> <a href="/" id="aNC"></a> <div class="a1">责Q~辑Q圣序股网</div> <div class="clear"></div> </div> <div class="fenxiang"> <div class="fx_l"> <!-- JiaThis Button BEGIN --> <script type="text/javascript"> var jiathis_config = {data_track_clickback:'true'}; </script> <script type="text/javascript" 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